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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-10
NV RA APPROVED 2018-02-26
  • TX RA
    APPROVED
    Since 2024-07-10
  • NV RA
    APPROVED
    Since 2018-02-26

Branch Locations

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

4075 S Fort Apache Rd, Las Vegas, NV 89147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Las Vegas NV 01/2014 01/2018
Us Bank Las Vegas NV 09/2016 01/2018
Wells Fargo Bank, Na Las Vegas NV 01/2018 Present
Wells Fargo Clearing Services, Llc Las Vegas NV 02/2018 Present
Previous Registrations
Other Businesses

4 MAJA, LLC DBA 7-ELEVEN; NOT INVESTMENT RELATED; LAS VEGAS,NV; 100% OWNERSHIP BY SPOUSE; START DATE 04/06/2021; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; CONVENIENT STORE. | RENTAL PROPERTY; INVESTMENT RELATED; LAS VEGAS, NV; 100% OWNER; 01/13/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS; NO DUTIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-12
  • S66 Uniform Combined State Law Examination
    2014-06-12
Other Names
  • Johnny Bhupendra Patel
  • Johnny Bhupendra Patel
  • Johnny Patel

View on SEC IAPD

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