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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-07-22 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sovereign Bank | Boston | MA | 09/2012 | 09/2016 |
| Santander Securities, Llc | Boston | MA | 01/2013 | 09/2016 |
| Citizens Securities, Inc. | Boston | MA | 09/2016 | 05/2020 |
| Waddell & Reed, Inc. | Woburn | MA | 05/2020 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Boston | MA | 05/2020 | 07/2021 |
| Sheryl Wein | Woburn | MA | 05/2020 | 07/2021 |
| Boston Light Financial Inc. | Bedford | MA | 05/2020 | 07/2021 |
| Lpl Financial Llc | Woburn | MA | 07/2021 | Present |
1) 05/18/2020 - Boston Light Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 160HR/MO / 10 Cedar Street, Suite 11, Woburn, MA 01801 2) 02/27/2024 - Associates of Clifton Park - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/12/2024 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-24 |
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