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Laurie Jo Ketterling

Ria Advisory Group, LLC

Des Moines, IA

Sioux Falls, SD

CRD 5862749

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Employer firm

Ria Advisory Group, LLC CRD 152566

$568M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ria Advisory Group, Llc

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-06-23
SD RA APPROVED 2020-08-06
  • MN RA
    APPROVED
    Since 2026-06-23
  • SD RA
    APPROVED
    Since 2020-08-06

Branch Locations

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

6300 S. Old Village Pl, Suite 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Financial Group Luverne MN 11/2010 01/2018
Princor Financial Services Corp Luverne MN 11/2010 01/2018
Lpl Financial, Llc Sioux Falls SD 01/2018 08/2020
Visionpoint Advisory Group, Llc Sioux Falls SD 01/2018 08/2020
Ria Advisory Group Llc Des Moines IA 08/2020 Present
  • 11/2010 → 01/2018
    Principal Financial Group
    Luverne, MN
  • 11/2010 → 01/2018
    Princor Financial Services Corp
    Luverne, MN
  • 01/2018 → 08/2020
    Lpl Financial, Llc
    Sioux Falls, SD
  • 01/2018 → 08/2020
    Visionpoint Advisory Group, Llc
    Sioux Falls, SD
  • 08/2020 → Present
    Des Moines, IA
Previous Registrations
Other Businesses

1. 01/19/2018 - BLINDS BY FINAL TOUCH/ FAMILY BUSINESS/ 1%/ LUVERNE, MN 2. 01/19/2018 - LAURIE KETTERLING/ NON-VARIABLE INSURANCE/ 5%/ SIOUX FALLS, SD. 3. 4/19/2018 - Financial Markets, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/14/2018 - 30 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-15
S63 Uniform Securities Agent State Law Examination 2010-12-21
  • S65 Uniform Investment Adviser Law Examination
    2012-10-15
  • S63 Uniform Securities Agent State Law Examination
    2010-12-21
Other Names
  • Laurie Jo Strassburg
  • Laurie Strassburg

View on SEC IAPD

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