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500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-06-23 |
| SD | RA | APPROVED | 2020-08-06 |
Branch Locations
500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
6300 S. Old Village Pl, Suite 100, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial Group | Luverne | MN | 11/2010 | 01/2018 |
| Princor Financial Services Corp | Luverne | MN | 11/2010 | 01/2018 |
| Lpl Financial, Llc | Sioux Falls | SD | 01/2018 | 08/2020 |
| Visionpoint Advisory Group, Llc | Sioux Falls | SD | 01/2018 | 08/2020 |
| Ria Advisory Group Llc | Des Moines | IA | 08/2020 | Present |
1. 01/19/2018 - BLINDS BY FINAL TOUCH/ FAMILY BUSINESS/ 1%/ LUVERNE, MN 2. 01/19/2018 - LAURIE KETTERLING/ NON-VARIABLE INSURANCE/ 5%/ SIOUX FALLS, SD. 3. 4/19/2018 - Financial Markets, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/14/2018 - 30 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-21 |
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