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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Anthem | Evansville | IN | 09/2015 | 04/2017 |
| Lpl Financial, Llc | Evansville | IN | 04/2017 | Present |
| Old National Bank | Evansville | IN | 04/2017 | Present |
1. 6/27/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 06/29/2017 - 1 Hour Per Month/1 Hour During Securities Trading. 2. 09/10/2024 - Kohls - Outside/W-2 Employment - Not Investment Related - 4200 Hogue Rd, Evansville, IN 47712 - Start Date 09/16/2024 - 40 Hours per Month/ 0 Hours During Trading 3. 04/02/2025- Old National Wealth Advisors- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Locations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-02 |
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