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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-04-03 |
| TX | RA | APPROVED_RES | 2021-06-01 |
| FL | RA | APPROVED | 2021-05-07 |
| NV | RA | APPROVED | 2021-04-23 |
| NY | RA | APPROVED | 2021-04-16 |
| WA | RA | APPROVED | 2021-04-15 |
| MA | RA | APPROVED | 2021-03-11 |
| NC | RA | APPROVED | 2020-10-15 |
| SC | RA | APPROVED | 2020-09-25 |
| LA | RA | APPROVED | 2020-03-02 |
| WI | RA | APPROVED | 2020-02-03 |
| CO | RA | APPROVED | 2018-10-01 |
| MI | RA | APPROVED | 2015-06-03 |
| CA | RA | APPROVED | 2015-05-12 |
| PA | RA | APPROVED | 2015-05-12 |
| VA | RA | APPROVED | 2015-05-12 |
| CT | RA | APPROVED | 2014-09-24 |
| NJ | RA | APPROVED | 2011-11-30 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 04/2008 | Present |
| Park Avenue Securities | New York | NY | 11/2010 | Present |
| Guardian Life Insurance Company | New York | NY | 06/2024 | Present |
| Park Avenue Securities | New York | NY | 06/2024 | Present |
1. Outside Insurance Disclosure-Obtain insurance for clients outside of the Guardian portfolio, Start date: 01-01-2014, Address: 437 Madison Ave 29th Floor NY, NY 10022, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-14 |
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