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540 E. Abriendo Avenue Suite B, Pueblo, CO 81004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-09-28 |
Branch Locations
2860 S Circle Drive #320, Colorado Springs, CO 80906 • United States
6041 S. Syracuse Way, Suite 250, Greenwood Village, CO 80111 • United States
540 E. Abriendo Avenue Suite B, Pueblo, CO 81004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Colorado Springs | CO | 11/2010 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-23 |
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