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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-04
TX RA APPROVED 2011-05-05
  • MN RA
    APPROVED
    Since 2013-11-04
  • TX RA
    APPROVED
    Since 2011-05-05

Branch Locations

130 W Superior St, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth MN 10/2010 Present
Bank Of America, N.A. Duluth MN 07/2011 Present
Other Businesses

I*4984269 Entity Type: Charitable Name of OBA: Junior League of Duluth Address: Duluth, Minnesota, 55806 Investment Related: No Position, Title, Association: Committee Employee Start Date: 06/01/2026 Number of Hours: 20, Yearly Number of Hours during trading: 0 Duties: An organization of women whose mission is to advance women’s leadership for meaningful community impact through volunteer action, collaboration, and training. Endowment Committee member - work in collaboration with committee to approve grants to area organizations through the use of endowment funds

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-04
  • S66 Uniform Combined State Law Examination
    2011-03-04
Other Names
  • Lynnea Rae Emerson
  • Lynnea Rae Berglund
  • Lynnea Rae Berglund
  • Lynnea R Berglund

View on SEC IAPD

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