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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-13
TX RA APPROVED 2017-07-19
UT RA APPROVED 2017-02-06
  • CA RA
    APPROVED
    Since 2020-08-13
  • TX RA
    APPROVED
    Since 2017-07-19
  • UT RA
    APPROVED
    Since 2017-02-06

Branch Locations

299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Salt Lake City UT 10/2014 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR SPOUSE, INV RELATED, MIDVALE, UT, START: 7/20/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-04
S63 Uniform Securities Agent State Law Examination 2014-12-17
  • S66 Uniform Combined State Law Examination
    2017-02-04
  • S63 Uniform Securities Agent State Law Examination
    2014-12-17
Other Names
  • Dave Jordan England

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Salt Lake City, UT

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