Michael Dunnigan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 02/2018
  Sii Investments, Inc.
  Belleville, IL
• 02/2018 → Present
  Lpl Financial Llc
  Belleville, IL

Previous Registrations

• 2011-03-01 → 2018-02-14
  Sii Investments, Inc.
  Morton, IL
  Belleville, IL

Other Businesses

1. 02/14/2018 - Trinity Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/2010 - 170 Hours During Securities Trading - Time Spent 95%.

Exams

• S66 Uniform Combined State Law Examination
  2011-02-23