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Dolores Estela Estela Santos

Morgan Stanley

Boulder, CO

Denver, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-04-07
TX RA APPROVED 2025-04-07
  • CO RA
    APPROVED
    Since 2025-04-07
  • TX RA
    APPROVED
    Since 2025-04-07

Branch Locations

1800 Broadway Suite 120, Boulder, CO 80302 • United States

1550 Market Street Suite 600, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2010 04/2021
J.P. Morgan Chase Bank, N.A. New York NY 10/2010 04/2021
J.P. Morgan Chase Bank, N.A. Denver CO 04/2021 04/2025
J.P. Morgan Securities Llc Denver CO 04/2021 04/2025
Morgan Stanley Smith Barney Llc Denver CO 04/2025 Present
Morgan Stanley Private Bank, N.A New York NY 05/2025 Present
  • 10/2010 → 04/2021
    J.P. Morgan Securities Llc
    New York, NY
  • 10/2010 → 04/2021
    J.P. Morgan Chase Bank, N.A.
    New York, NY
  • 04/2021 → 04/2025
    J.P. Morgan Chase Bank, N.A.
    Denver, CO
  • 04/2021 → 04/2025
    J.P. Morgan Securities Llc
    Denver, CO
  • 04/2025 → Present
    Morgan Stanley Smith Barney Llc
    Denver, CO
  • 05/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-23
S63 Uniform Securities Agent State Law Examination 2010-12-10
  • S65 Uniform Investment Adviser Law Examination
    2024-02-23
  • S63 Uniform Securities Agent State Law Examination
    2010-12-10
Other Names
  • Dolores E Santos
  • Dolores Estela Santos Santa Maria
  • Dolores Estela Santos Santamaria
  • Dolores Estela Santos

View on SEC IAPD

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Other Offices

RBC CAPITAL MARKETS, LLC · BOULDER, CO
UBS FINANCIAL SERVICES INC. · BOULDER, CO
UBS FINANCIAL SERVICES INC. · Boulder, CO
ROBERT W. BAIRD & CO. INCORPORATED · Boulder, CO
J.P. MORGAN SECURITIES LLC · BOULDER, CO
ENDEAVOR PRIVATE WEALTH, INC. · BOULDER, CO
ENDEAVOR PRIVATE WEALTH, INC. · Boulder, CO
WELLS FARGO CLEARING SERVICES, LLC · BOULDER, CO

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