Dolores Estela Estela Santos

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 04/2021
  J.P. Morgan Securities Llc
  New York, NY
• 10/2010 → 04/2021
  J.P. Morgan Chase Bank, N.A.
  New York, NY
• 04/2021 → 04/2025
  J.P. Morgan Chase Bank, N.A.
  Denver, CO
• 04/2021 → 04/2025
  J.P. Morgan Securities Llc
  Denver, CO
• 04/2025 → Present
  Morgan Stanley Smith Barney Llc
  Denver, CO
• 05/2025 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2024-02-23 → 2025-04-04
  J.P. Morgan Securities Llc
  New York, NY
  Denver, CO
  Boulder, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-23
• S63 Uniform Securities Agent State Law Examination
  2010-12-10

Other Names

• Dolores E Santos
• Dolores Estela Santos Santa Maria
• Dolores Estela Santos Santamaria
• Dolores Estela Santos