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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-02 |
Branch Locations
540 Highway 105 Ext, Boone, NC 28607 • United States
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Hendersonville | NC | 02/2006 | 08/2023 |
| Thrivent Financial For Lutherans | Appleton | WI | 02/2006 | 09/2023 |
| The Prudential Insurance Company Of America | Lenoir | NC | 08/2023 | 07/2024 |
| Pruco Securities Llc | Lenoir | NC | 08/2023 | 06/2024 |
| Prudential | Lenoir | NC | 10/2023 | 06/2024 |
| Thrivent Investment Management Inc | Troutman | NC | 07/2024 | 02/2025 |
| Thrivent Financial | Appleton | WI | 07/2024 | 02/2025 |
| First Citizens Investor Services | Raleigh | NC | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-22 |
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