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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2014-01-15
  • MO RA
    APPROVED
    Since 2014-01-15

Branch Locations

101 S Hanley Rd Ste 1900, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Chesterfield MO 04/2011 Present
Stephen Gross Saint Louis MO 12/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2014 Present
Northwestern Mutual Investment Services, Llc St Louis MO 12/2014 Present
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-13
S63 Uniform Securities Agent State Law Examination 2011-10-15
  • S66 Uniform Combined State Law Examination
    2014-01-13
  • S63 Uniform Securities Agent State Law Examination
    2011-10-15

View on SEC IAPD

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