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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-15 |
| CA | RA | APPROVED | 2019-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank,Na | El Cajon | CA | 08/2006 | 07/2017 |
| J.P. Morgan Securities Llc | El Cajon | CA | 10/2012 | 07/2017 |
| Unionbanc Investment Services | San Diego | CA | 07/2017 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 09/2019 | Present |
| Bank Of America, N.A. | San Diego | CA | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-16 |
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