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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-19 |
Branch Locations
711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Houston | TX | 10/2013 | 08/2024 |
| U.S. Coins & Jewelry | Houston | TX | 04/2025 | 10/2025 |
| Oppenheimer & Co. Inc. | Houston | TX | 11/2025 | Present |
| Uber Technologies | Houston | TX | 08/2024 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-19 |
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