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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-06-02
TX RA APPROVED_RES 2020-06-02
WI RA APPROVED 2020-06-02
  • FL RA
    APPROVED
    Since 2020-06-02
  • TX RA
    APPROVED_RES
    Since 2020-06-02
  • WI RA
    APPROVED
    Since 2020-06-02

Branch Locations

1970 W New Haven Ave, Melbourne, FL 32904 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Milwaukee WI 01/2013 06/2020
Wells Fargo Clearing Services, Llc Waukesha WI 06/2020 Present
Previous Registrations
Other Businesses

WINNYS BOARDROOM VIA AMAZON, NOT INV RELATED, MUSKEGO, WI, 100% OWNERSHIP, START 1/1/2019, .25 HOURS PER MONTH, ZERO DURING TRADING, SALES OF NOVELTY TSHIRTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-07
  • S66 Uniform Combined State Law Examination
    2011-01-07
Other Names
  • Michael Carl Osborn
  • Michael Carl Osborn
  • Michael C. Osborn

View on SEC IAPD

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