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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-16 |
Branch Locations
8181 Communications Pkwy Bldg A, Floor 04, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Mckinney | TX | 06/2016 | 12/2016 |
| Capital One Investing, Llc | Plano | TX | 01/2017 | 02/2019 |
| J.P. Morgan Securities Llc | Plano | TX | 07/2019 | Present |
| Unemployed | Mckinney | TX | 03/2019 | 06/2019 |
| Capital One Advisors, Llc | Plano | TX | 01/2017 | 02/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-30 |
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