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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
14200 Gulf Freeway Suite 104, Houston, TX 77034 • United States
13831 Northwest Fwy Suite 350, Houston, TX 77040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Houston | TX | 07/2012 | 02/2020 |
| The Prudential Insurance Company Of America | Houston | TX | 07/2012 | 02/2020 |
| Prudential Insurance Company Of America | Houston | TX | 03/2020 | Present |
| Pruco Securities, Llc. | Houston | TX | 03/2020 | 11/2024 |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | Present |
1.08/21/2024; FRIENDSWOOD CHURCH OF CHRIST; NON profit board member; not inv related; 1 hr/mo non trading; 1 hr/mo trading; 09/09/2024 2. 08/21/2024; GUIDANCE FINANCIAL LP; Financial advisor; YES inv related; 160 hr/mo non trading; 160 hr/mo trading; 09/05/2023 GUIDANCE FINANCIAL, L.P. POSITION: Financial Advisor NATURE: Financial Advisor INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/25/2023 ADDRESS: 10613 W. Sam Houston Pkwy N, Ste 125 TX 77064, United States DESCRIPTION: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-23 |
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