Uri Kaufthal

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Oppenheimer & Co. Inc.
  New York, NY

Other Businesses

1. JOSHUA KAUFTHAL FAMILY 2016 TRUST, REGISTERED TO MY RESIDENCE (TRUSTEE FOR MY SONS TRUST/1 HOUR PER WEEK) 2. JONATHAN KAUFTHAL FAMILY 2016 TRUST, REGISTERED TO MY RESIDENCE (TRUSTEE FOR MY SONS TRUST/1 HOUR PER WEEK) 3. JEREMY J. KAUFTHAL FAMILY 2016 TRUST, REGISTERED TO MY RESIDENCE (TRUSTEE FOR MY SONS TRUST/1 HOUR PER WEEK) 4. JJJK VENTURES LLC., REGISTERED TO MY RESIDENCE. PRIVATE -REAL ESTATE INVESTMENT. TITLE: MANAGER, 2 HOURS PER MONTH 5. JUDITH KAUFTHAL 2017 TRUST. REGISTERED TO MY RESIDENCE 6. URI KAUFTHAL - TRUSTEE. PRIVATE FAMILY TRUST. 1 HOUR PER MONTH. ASSOCIATION BEGAN 1/26/17. 7.URI KAUFTHAL REVOCABLE TRUST - TRUSTEE OF PERSONAL TRUST - NOT INVESTMENT RELATED, 1 HR/ MONTH (NONE DURING BUSINESS HOURS), ADDRESS IS MY RESIDENCE 8. BK FAMILY FOUNDATION. TREASURER & SECRETARY. ADDRESS: C/O HOFFMAN MULLIGAN CPAS LLP. FAMILY FOUNDATION CREATED FOR THE FAMILY TO MAKE CHARITABLE DONATIONS NOT INVESTMENT RELATED. 2 HRS/ MONTH, NONE DURING BUSINESS HOURS. START DATE:6/27/24 9.2015 JUDITH KAUFTHAL FAMILY TRUST (LOTTE)TRUSTEE, STARTED 7/31/24. TRUST CREATED BY MY FIL FOR THE BENEFIT OF MY WIFE/CHILDREN FOR ESTATE PALNNING 1 HR/MONTH, NONE DURING BUSINESS HOURS 10. JK 2024 TRUST, TRUSTEE, STARTED 2/1/24. SLAT CREATED BY MY WIFE FOR ESTATE PLANNING. 1 HR/MONTH, NONE DURING BUSINESS HOURS 11. 2015 JUDITH KAUFTHAL FAMILY TRUST (LUDWIG)TRUSTEE, STARTED 7/31/24. TRUST CREATED BY MY FIL FOR THE BENEFIT OF MY WIFE/CHILDREN FOR ESTATE PALNNING 1 HR/MONTH, NONE DURING BUSINESS HOURS 12. KAUFTHAL FAMILY ASSOCIATES, LLC. POSITION: MANAGING MEMBER. LLC CREATED FOR MY FAMILY ESTATE PLANNING PURPOSES. NOT INVESTMENT RELATED. 2HRS/MONTH-NONE DURING BUSINESS HOURS. 13. KAUFTHAL FAMILY GROUP LLC. POSITION: MANAGING MEMBER. LLC CREATED FOR MY FAMILY ESTATE PLANNING PURPOSES. NOT INVESTMENT RELATED. 2HRS/MONTH-NONE DURING BUSINESS HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2010-12-17