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Dominic Fredo Galati

Charles Schwab & Co., Inc.

Marlton, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-14
  • NJ RA
    APPROVED
    Since 2022-03-14

Branch Locations

300 Route 73 Suite D, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Philadelphia NJ 09/2013 12/2022
Charles Schwab & Co., Inc. Marlton NJ 12/2022 Present
Charles Schwab Bank, Ssb Marlton NJ 11/2023 Present
  • 09/2013 → 12/2022
    Td Ameritrade, Inc.
    Philadelphia, NJ
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Marlton, NJ
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Marlton, NJ
Previous Registrations
  • 2013-09-17 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Philadelphia, PA
    Marlton, NJ
  • 2013-09-17 → 2022-10-14
    Td Ameritrade, Inc.
    Philadelphia, PA
    Marlton, NJ
    Omaha, NE
  • 2011-06-27 → 2013-09-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
  • 2010-12-07 → 2011-04-08
    Edward Jones
    Medford, NJ
    St Louis, MO
Other Businesses

1) The Smashing Grounds | Investment Related:No|1208 Augusta Circle |Mount Laurel|New Jersey|8054|USA|Other|Owner|8/8/2020|20-40|0.000000|I am the host and curator of the stream and its content.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-03
  • S66 Uniform Combined State Law Examination
    2010-12-03
Designations
Other Names
  • Dominic Galati
  • Dom Galati

View on SEC IAPD

Other Firms

JANNEY MONTGOMERY SCOTT LLC
LINCOLN INVESTMENT
WELLS FARGO CLEARING SERVICES, LLC
CITIZENS SECURITIES, INC.
MORGAN STANLEY
M FINANCIAL PLANNING SERVICES, INC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

ALLISON TAYLOR CASEY
Douglass F Ergood, Jr
PAUL D WAMPLER
John Thomas Franchi
TREVOR CHARLES WAMPLER
DOUGLASS F ERGOOD
Frank Charles Midili
Jason McEvoy

Other Offices

JANNEY MONTGOMERY SCOTT LLC · MARLTON, NJ
LINCOLN INVESTMENT · MARLTON, NJ
WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ
CITIZENS SECURITIES, INC. · MARLTON, NJ
MORGAN STANLEY · Marlton, NJ
M FINANCIAL PLANNING SERVICES, INC · MARLTON, NJ
LPL FINANCIAL LLC · MARLTON, NJ
OSAIC WEALTH, INC. · MARLTON, NJ

More in Marlton, NJ

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