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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Wayzata | MN | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wayzata | MN | 11/2016 | 02/2018 |
| Cetera Investment Advisers Llc | St. Cloud | MN | 03/2018 | 08/2021 |
| Cetera Investment Services Llc | St. Cloud | MN | 03/2018 | 08/2021 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2018 | 08/2021 |
| Cetera Advisors Networks Llc | El Segundo | CA | 06/2018 | 08/2021 |
| Summit Brokerage Services Inc | Boca Raton | FL | 06/2018 | 08/2021 |
| First Allied Securities, Inc. (Fasi) | San Diego | CA | 06/2018 | 08/2021 |
| Cetera Advisors Llc | Denver | CO | 06/2018 | 08/2021 |
| Granite Community Bank | Cold Spring | MN | 09/2021 | 01/2024 |
| Ausdal Financial Partners, Inc | Davenport | IA | 09/2021 | 01/2024 |
| American Heritage National Bank | St. Cloud | MN | 01/2024 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2024 | Present |
| Cetera Investment Advisers Llc | St. Cloud | MN | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-03 |
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