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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-28
OH RA APPROVED 2020-10-26
  • TX RA
    APPROVED_RES
    Since 2024-06-28
  • OH RA
    APPROVED
    Since 2020-10-26

Branch Locations

4343 Easton Commons, Columbus, OH 43219 • United States

Westerville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Columbus OH 03/2012 Present
Morgan Stanley Services Group Inc. Columbus OH 03/2017 08/2019
Morgan Stanley Smith Barney Llc Westerville OH 10/2024 Present
  • 03/2012 → Present
    Morgan Stanley Smith Barney Llc
    Columbus, OH
  • 03/2017 → 08/2019
    Morgan Stanley Services Group Inc.
    Columbus, OH
  • 10/2024 → Present
    Morgan Stanley Smith Barney Llc
    Westerville, OH
Other Businesses

* 440757 - Head & Neck Cancer Alliance; Investment related No; Charleston, SC; Non-Profit, Charitable; Ambassador (proprietor, partner, officer, director, employee, trustee, agent); June 2021; During business hours: 0; After business hours: 10; Presenting; Participation in Panels or Seminars; Sharing my experiencing as a Head & Neck Cancer Patient; Organizing local community efforts to offer educational opportunities about head & neck cancer. *577798 - The Ohio State University Cancer Institutional Review Board; Investment Related - No; Columbus, Ohio; Health and Welfare, Medical; Non-Scientist Review Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2018; During Business Hours: 0; After Business Hours: 2; Other

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-26
S63 Uniform Securities Agent State Law Examination 2012-07-24
  • S66 Uniform Combined State Law Examination
    2020-10-26
  • S63 Uniform Securities Agent State Law Examination
    2012-07-24
Other Names
  • Cynthia Miller
  • Cynthia Stemple
  • Cynthia Faye Miller

View on SEC IAPD

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