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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-28 |
| OH | RA | APPROVED | 2020-10-26 |
Branch Locations
4343 Easton Commons, Columbus, OH 43219 • United States
Westerville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Columbus | OH | 03/2012 | Present |
| Morgan Stanley Services Group Inc. | Columbus | OH | 03/2017 | 08/2019 |
| Morgan Stanley Smith Barney Llc | Westerville | OH | 10/2024 | Present |
* 440757 - Head & Neck Cancer Alliance; Investment related No; Charleston, SC; Non-Profit, Charitable; Ambassador (proprietor, partner, officer, director, employee, trustee, agent); June 2021; During business hours: 0; After business hours: 10; Presenting; Participation in Panels or Seminars; Sharing my experiencing as a Head & Neck Cancer Patient; Organizing local community efforts to offer educational opportunities about head & neck cancer. *577798 - The Ohio State University Cancer Institutional Review Board; Investment Related - No; Columbus, Ohio; Health and Welfare, Medical; Non-Scientist Review Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2018; During Business Hours: 0; After Business Hours: 2; Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-24 |
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