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675 N.BArker Road, Suite #200, Brookfield, WI 53045 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-11-10 |
| WI | RA | APPROVED | 2010-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 10/2010 | 08/2018 |
| Lakeside Development | Mequon | WI | 04/2004 | Present |
| Western International Securities, Inc. | Pasadena | CA | 08/2018 | Present |
1) Brook Capital; Investment-Related; 675 N. Barker Rd., Ste. 200, Brookfield, WI 53045; RIA; Investment Adviser Representative; 11/2010 - Present 2) Life Agent; Investment-Related; Selling fixed insurance products; 2010 - Present; 10hrs/mo 3) Brook Federal Advisors; Education/Teaching; Benefits Counselor; 02/2013 - Present 4) St. Leonard Parish; Non Investment-Related; Volunteer; Education/Teaching; 06/2012 - Present; 4 hrs/mo
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-23 |
| S66 | Uniform Combined State Law Examination | 2010-11-02 |
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