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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Charlotte | NC | 12/2012 | 08/2019 |
| Mml Investors Services, Llc | Hickory | NC | 01/2013 | 08/2019 |
| Raymond James Financial Services, Inc | Hickory | NC | 08/2019 | Present |
| Raymond James Financial Services Advisors | Hickory | NC | 08/2019 | Present |
(1)Name of Business: Hickory Museum of Art Address: 243 Third Ave NE, Hickory, NC, 28601, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 07/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investment Task Force Member (2)Name of Business: Kit Cannon Address: 10 13th Avenue NW, Hickory, NC, 28601, United States Activity Type: Non-variable Insurance Position/Title: Broker, Owner Investment Related: Yes Start Date: 08/12/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Broker for insurance and annuity products with listed companies (3)Name of Business: Resource Partners, LLC Address: 10 13th Avenue NW, Hickory, NC, 28601, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/12/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Managing Partner and Financial Advisor using DBA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-10 |
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