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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-06-09
TX RA APPROVED 2016-06-09
  • LA RA
    APPROVED
    Since 2016-06-09
  • TX RA
    APPROVED
    Since 2016-06-09

Branch Locations

7607 Fern Ave, Suite 502, Shreveport, LA 71105 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Shreveport LA 06/2016 Present
Newedge Advisors, Llc (Gwm Advisors, Llc) Shreveport LA 06/2016 Present
  • 06/2016 → Present
    Shreveport, LA
  • 06/2016 → Present
    Newedge Advisors, Llc (Gwm Advisors, Llc)
    Shreveport, LA
Previous Registrations
  • 2015-05-29 → 2016-06-07
    Hallsville, TX
    Marshall, TX
  • 2006-06-29 → 2015-06-05
    Shreveport, LA
    Marshall, TX
    Shreveport, LA
Other Businesses

(1) 6/10/2016 - GWM Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:06/02/2016 - 160 Hour(s) Per Month/40 Hour(s) During Trading - Time Spent: 100%. (2)06/10/2016 * St. Joseph's Cemetary Fund, INC * Non-Profit Board Member * inv rel * at reported business location(s) * 1. 2. No 3. 5 4. Yes, but priest has ultimate say. 5. No 6 * start 06/02/2016 (3) 6/10/2016 - Steve Darden INC - Not Investment Related - N/A - Business Entity For Tax/Investment Purposes Only - Start Date:04/15/2011 - N/A Hour(s) Per Month/N/A Hour(s) During Trading - Time Spent: 0%. (4) 06/10/2016 * Darden Financial * DBA for LPL Business (entity for LPL business) * inv rel * 7607 Searn Ave. Ste 502 Shreveport, LA 71105 * 1. No 2. No 3.No 4. No * start 06/02/2016 * time spent 100% (5) 2/21/2018 - GWM Advisors, LLC - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:02/13/2018 - 160 Hours Per Month/6 Hours During Trading. (6) 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/06/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-24
  • S66 Uniform Combined State Law Examination
    2006-06-24
Designations
Other Names
  • Steven Darden

View on SEC IAPD

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