Best Investors
Account
Sign in
858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-06-09 |
| TX | RA | APPROVED | 2016-06-09 |
Branch Locations
7607 Fern Ave, Suite 502, Shreveport, LA 71105 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Shreveport | LA | 06/2016 | Present |
| Newedge Advisors, Llc (Gwm Advisors, Llc) | Shreveport | LA | 06/2016 | Present |
(1) 6/10/2016 - GWM Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:06/02/2016 - 160 Hour(s) Per Month/40 Hour(s) During Trading - Time Spent: 100%. (2)06/10/2016 * St. Joseph's Cemetary Fund, INC * Non-Profit Board Member * inv rel * at reported business location(s) * 1. 2. No 3. 5 4. Yes, but priest has ultimate say. 5. No 6 * start 06/02/2016 (3) 6/10/2016 - Steve Darden INC - Not Investment Related - N/A - Business Entity For Tax/Investment Purposes Only - Start Date:04/15/2011 - N/A Hour(s) Per Month/N/A Hour(s) During Trading - Time Spent: 0%. (4) 06/10/2016 * Darden Financial * DBA for LPL Business (entity for LPL business) * inv rel * 7607 Searn Ave. Ste 502 Shreveport, LA 71105 * 1. No 2. No 3.No 4. No * start 06/02/2016 * time spent 100% (5) 2/21/2018 - GWM Advisors, LLC - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:02/13/2018 - 160 Hours Per Month/6 Hours During Trading. (6) 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/06/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-24 |
Reach out to this advisor