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Yakub Mathew

Wells Fargo Clearing Services, LLC

New York, NY

CRD 5852456

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-25
PA RA APPROVED 2022-06-16
NY RA APPROVED 2022-06-14
  • NJ RA
    APPROVED
    Since 2024-06-25
  • PA RA
    APPROVED
    Since 2022-06-16
  • NY RA
    APPROVED
    Since 2022-06-14

Branch Locations

535 Madison Ave 16Th Fl, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank New York NY 10/2010 06/2022
Wells Fargo Clearing Services, Llc New York NY 06/2022 Present
Previous Registrations
Other Businesses

SEEKING THE INFINITE; NON-INVESTMENT RELATED; NEW YORK; AUTHOR; START DATE 08/01/2025; 1 HOUR PER MONTH 0 DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-29
  • S66 Uniform Combined State Law Examination
    2011-04-29
Other Names
  • Yabub P Matthew
  • Yakub P Mathew

View on SEC IAPD

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