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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-03
TX RA APPROVED 2021-05-19
  • NY RA
    APPROVED
    Since 2021-06-03
  • TX RA
    APPROVED
    Since 2021-05-19

Branch Locations

Citi Wealth Management, Sales 120 Broadway, New York, NY 10271 • United States

East Islip, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Mineola NY 11/2015 04/2021
Citigroup New York NY 04/2021 Present
Previous Registrations
  • 2015-11-13 → 2021-04-14
    Mineola, NY
    Mineola, NY
    Elmont, NY
    Elmont, NY
    Arverne, NY
    Hewlett, NY
    Cedarhurst, NY
    Valley Stream, NY
    East Rockaway, NY
    Far Rockaway, NY
    Franklin Square, NY
    Valley Stream, NY
    Hewlett, NY
    Lawrence, NY
    Malverne, NY
    Valley Stream, NY
    Rockaway Park, NY
    Valley Stream, NY
    Valley Stream, NY
    Woodmere, NY
    Baldwin, NY
    Baldwin, NY
    Bellmore, NY
    East Meadow, NY
    Freeport, NY
    Long Beach, NY
    Oceanside, NY
    Long Beach, NY
    Merrick, NY
    Merrick, NY
    Rockville Center, NY
    Oceanside, NY
    Rockville Centre, NY
    Freeport, NY
    Baldwin, NY
    Sag Harbor, NY
    Selden, NY
    Mount Sinai, NY
    Islip, NY
    West Babylon, NY
    Bay Shore, NY
    Southampton, NY
    North Patchogue, NY
    Amityville, NY
    Babylon, NY
    Center Moriches, NY
    Lindenhurst, NY
    Brightwaters, NY
    North Babylon, NY
    West Islip, NY
    Setauket, NY
    Patchogue, NY
    Farmingville, NY
    Bellport, NY
    Greenport, NY
    East Hampton, NY
    West Hampton Beach, NY
    Hampton Bays, NY
    Shelter Island, NY
    Montauk, NY
    Bay Shore, NY
    Riverhead, NY
    Medford, NY
    Rocky Point, NY
    Patchogue, NY
    Riverhead, NY
    Port Jefferson, NY
    Mattituck, NY
    Shirley, NY
    Massapequa, NY
    Miller Place, NY
    Bayport, NY
    Selden, NY
    Port Jefferson, NY
    Center Moriches, NY
    West Babylon, NY
    Copiague, NY
    East Setauket, NY
    Riverhead, NY
    Lindenhurst, NY
    Yaphank, NY
    East Setauket, NY
    New Hyde Park, NY
    Great Neck, NY
    Hempstead, NY
    Mineola, NY
    Port Washington, NY
    Franklin Square, NY
    Manhassett, NY
    Floral Park, NY
    Carle Place, NY
    Williston Park, NY
    Roslyn, NY
    Roslyn Heights, NY
    Garden City Park, NY
    Mineola, NY
    Great Neck, NY
    Stewart Manor, NY
    Great Neck, NY
    Great Neck, NY
    Port Washington, NY
    Garden City, NY
    Garden City, NY
    New Hyde Park, NY
    Hempstead, NY
    Carle Place, NY
    Massapequa Park, NY
    Farmingdale, NY
    Bay Shore, NY
    Deer Park, NY
    Brentwood, NY
    Wyandanch, NY
    Deer Park, NY
    Hauppauge, NY
    Farmingdale, NY
    North Massapequa, NY
    Seaford, NY
    Wantagh, NY
    Massapequa, NY
    Amityville, NY
    Oakdale, NY
    Bohemia, NY
    Sayville, NY
    Smithtown, NY
    Holbrook, NY
  • 2012-09-06 → 2015-05-13
    Td Ameritrade, Inc.
    Manhasset, NY
  • 2012-09-06 → 2015-05-13
    Td Ameritrade Investment Management, Llc
    Great Neck, NY
  • 2009-08-19 → 2012-08-06
    Chase Investment Services Corp.
    Hicksville, NY
    Bethpage, NY
    East Meadow, NY
    Hicksville, NY
    Westbury, NY
    Levittown, NY
    Hicksville, NY
    East Meadow, NY
    Bethpage, NY
    Westbury, NY
    Franklin Square, NY
    Hempstead, NY
    Stewart Manor, NY
    West Hempstead, NY
    Hewlett, NY
    Elmont, NY
    Valley Stream, NY
    Floral Park, NY
    Valley Stream, NY
    Elmont, NY
    Valley Stream, NY
    Woodmere, NY
    Lawrence, NY
    Cedarhurst, NY
    Rockaway Park, NY
    East Rockaway, NY
    S. Valley Stream, NY
    Far Rockaway, NY
    Hewlett, NY
    Mineola, NY
    Plainview, NY
    Carle Place, NY
    Valley Stream, NY
    Franklin Square, NY
    Merrick, NY
    Baldwin, NY
    East Meadow, NY
    Massapequa, NY
    Massapequa, NY
    New Hyde Park, NY
    Malverne, NY
    Rockvile Center, NY
    Baldwin, NY
    Glen Cove, NY
    Bellerose, NY
    Hewlett, NY
    Hempstead, NY
    Shirley, NY
    Holbrook, NY
    Medford, NY
    Levittown, NY
    Arverne, NY
    Bellerose, NY
    Garden City Park, NY
    Jericho, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-28
  • S66 Uniform Combined State Law Examination
    2006-08-28
Other Names
  • Katie Marie Hurt
  • Katie Marie Angelino

View on SEC IAPD

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