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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2006-10-02
  • VA RA
    APPROVED
    Since 2006-10-02

Branch Locations

2965 Colonnade Dr Ste 320, Roanoke, VA 24018-3541 • United States

Roanoke, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Roanoke VA 09/2006 03/2020
Ameriprise Financial Services, Llc Roanoke VA 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; AA Sganga LLC; ; Legal entity to manage business expenses; 2965 Colonnade Drive, Suite 320Roanoke, VA 24018, ,; Not Investment-Related; 03/01/2016; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Rotary Club of Roanoke Valley; Board Member; NA, , Roanoke, VA, 24018; Not Investment-Related; 08/07/2015; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-22
  • S66 Uniform Combined State Law Examination
    2006-06-22
Other Names
  • Albert L Sganga

View on SEC IAPD

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