Kent David Salfi

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 08/2017
  Questar Capital Corporation
  Minneapolis, MN
• 08/2017 → 10/2022
  Wells Fargo Clearing Services Llc
  Bangor, ME
• 10/2022 → Present
  Rbc Capital Markets, Llc
  Bangor, ME

Previous Registrations

• 2017-08-22 → 2022-11-02
  Wells Fargo Clearing Services, Llc
  Bangor, ME
• 2014-03-24 → 2017-09-06
  Questar Asset Management, Inc.
  Minneapolis, MN
  Bangor, ME

Other Businesses

(1) MIDLAND NATIONAL, AIG, RELIANCE STANDARD, PROTECTIVE LIFE AND MINNESOTA LIFE, TRAIL COMMISSIONS FROM DISABILITY INSURANCE CLAIMS. (2) POWER OF ATTORNEY FOR MOTHER; INV. RELATED; BALLSTON LAKE, NY; START DATE 11/2019; 2 HRS PER MONTH; 0 HRS DURING TRADING. (3) TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; BALLSTON LAKE, NY; START DATE 11/2019; 2 HRS PER MONTH; 0 HRS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-21
• S63 Uniform Securities Agent State Law Examination
  2010-12-30