Ian Alex Dubee

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chapell Hill, NC
• 08/2015 → Present
  Bank Of America, N.A
  Chapel Hill, NC

Previous Registrations

• 2012-12-20 → 2015-05-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Benicia, CA
  Vallejo, CA
  San Francisco, CA
  Vallejo, CA
  Vallejo, CA
  Sonoma, CA
  Vallejo, CA
  San Francisco, CA
• 2011-06-09 → 2012-11-20
  Msi Financial Services, Inc.
  Walnut Creek, CA

Other Businesses

I*2384315, Entity Type: , Name of OBA: S J D, Address: Wilson, North Carolina, 27893, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 15-Apr-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2011-04-29

Other Names

• Ian Dubee
• Ian Alex Dubee
• Ian A Dubee