Liela Figleaf

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 05/2022
  Ocean Road Advisors
  New York, NY
• 04/2023 → Present
  Jpmorgan Chase Bank, Na
  New York, NY
• 04/2023 → Present
  Jpmorgan Securities Llc
  New York, NY
• 06/2022 → 03/2023
  Unemployed
  New Providence, NJ

Previous Registrations

• 2013-10-03 → 2014-08-07
  Citigroup Global Markets Inc.
  New York, NY
  Stamford, CT

Other Businesses

Entity Name: Moms Helping Moms Foundation Investment related: Yes "Address: Warren, NJ 07059 https://momshelpingmoms.org" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 04/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Moms Helping Moms Foundation provides underserved families in New Jersey with equitable access to diapers, baby supplies and period supplies. I would be joining the Board of Trustees and serving on the Investment and/or Finance Committee. There is no connection to JPMC. Moms Helping Moms is a charity and therefore not similar to my JPMC role. "

Exams

• S66 Uniform Combined State Law Examination
  2023-08-24

Other Names

• Liela Frederica Figleaf