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Alexander Peter Newman

Tiaa-Cref Individual & Institutional Services, LLC

New York, NY

Croton-On-Hudson, NY

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-19
NY RA APPROVED 2021-05-25
  • VT RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • NY RA
    APPROVED
    Since 2021-05-25

Branch Locations

730 Third Avenue Nyc Regional, New York, NY 10017 • United States

Croton-On-Hudson, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa New York NY 09/2013 Present
Tiaa-Cref Individual & Institutional Services, Llc New York NY 09/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-31
S63 Uniform Securities Agent State Law Examination 2011-03-26
  • S66 Uniform Combined State Law Examination
    2013-12-31
  • S63 Uniform Securities Agent State Law Examination
    2011-03-26

View on SEC IAPD

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