Derek Alton Riddle

Employer firm

Donaldson Capital Management LLC CRD 106131

$3.46B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 01/2017
  Ss&C Technologies
  Evansville, IN
• 01/2017 → 01/2021
  Scottrade
  Evansville, IN
• 02/2018 → 01/2021
  Td Ameritrade, Inc.
  Evansville, IN
• 02/2018 → 01/2021
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 03/2021 → Present
  Donaldson Capital Management
  Evansville, IN

Previous Registrations

• 2018-03-06 → 2021-01-11
  Td Ameritrade, Inc.
  Evansville, IN
• 2018-02-26 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Evansville, IN
• 2017-03-31 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2017-03-30
• S63 Uniform Securities Agent State Law Examination
  2011-03-05

Other Names

• Derek A Riddle