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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-03
  • FL RA
    APPROVED
    Since 2023-10-03

Branch Locations

2015 21St St Nw, Winter Haven, FL 33881 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc Tampa FL 10/2010 01/2017
E*Trade Securities Llc Temple Terrace FL 04/2023 08/2023
Unemployed Wesley Chapel FL 01/2017 08/2017
Liberty Mutual Tampa FL 08/2017 09/2022
Unemployed Wesley Chapel FL 10/2022 12/2022
Woodies Wash Shack Shine Time Management Llc Tampa FL 01/2023 03/2023
E*Trade Capital Management Temple Terrace FL 04/2023 08/2023
State Farm Insurance Wesley Chapel FL 08/2023 01/2024
State Farm Vp Management Corp Wesley Chapel FL 09/2023 01/2024
State Farm Investment Management Corp Wesley Chapel FL 08/2023 01/2024
Arnold Thompson's Insurance Agency Winter Haven FL 01/2024 Present
State Farm Vp Management Corp Winter Haven FL 01/2024 Present
State Farm Investment Management Corp Winter Haven FL 01/2024 Present
  • 10/2010 → 01/2017
    Usaa Financial Advisors, Inc
    Tampa, FL
  • 04/2023 → 08/2023
    E*Trade Securities Llc
    Temple Terrace, FL
  • 01/2017 → 08/2017
    Unemployed
    Wesley Chapel, FL
  • 08/2017 → 09/2022
    Liberty Mutual
    Tampa, FL
  • 10/2022 → 12/2022
    Unemployed
    Wesley Chapel, FL
  • 01/2023 → 03/2023
    Woodies Wash Shack Shine Time Management Llc
    Tampa, FL
  • 04/2023 → 08/2023
    E*Trade Capital Management
    Temple Terrace, FL
  • 08/2023 → 01/2024
    State Farm Insurance
    Wesley Chapel, FL
  • 09/2023 → 01/2024
    State Farm Vp Management Corp
    Wesley Chapel, FL
  • 08/2023 → 01/2024
    Wesley Chapel, FL
  • 01/2024 → Present
    Arnold Thompson's Insurance Agency
    Winter Haven, FL
  • 01/2024 → Present
    State Farm Vp Management Corp
    Winter Haven, FL
  • 01/2024 → Present
    Winter Haven, FL
Previous Registrations
  • 2011-01-18 → 2014-04-10
    Usaa Financial Planning Services
    Tampa, FL
Other Businesses

1) Arnold Thompson's Insurance Agency; Investment-related; 2015 21st St NW Winter Haven, FL 33881; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent;01/01/2024; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-07-05
S65 Uniform Investment Adviser Law Examination 2022-11-22
S66 Uniform Combined State Law Examination 2010-12-02
  • S63 Uniform Securities Agent State Law Examination
    2023-07-05
  • S65 Uniform Investment Adviser Law Examination
    2022-11-22
  • S66 Uniform Combined State Law Examination
    2010-12-02
Other Names
  • Arnold C Thompson

View on SEC IAPD

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