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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-14 |
| NY | RA | APPROVED | 2021-06-16 |
| NJ | RA | APPROVED | 2017-12-26 |
Branch Locations
750 Seventh Avenue, New York, NY 10019 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 09/2010 | 01/2018 |
| Morgan Stanley Smith Barney Llc | New York | NY | 01/2018 | Present |
| Morgan Stanley & Co. Llc | New York | NY | 08/2026 | Present |
*444623 - Admeliora Solar, LLC; Investment related - Yes; Sheridan, Wyoming; Oil/Energy; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2021; During business hours: 0; After business hours: 9; Administrative, Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-25 |
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