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Terrence Alexander Woo

LPl Financial LLC

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-10-17
  • CA RA
    APPROVED
    Since 2018-10-17

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 02/2014 01/2017
Self-Employed San Diego CA 02/2017 03/2018
Usps San Diego CA 11/2017 01/2018
Lpl Financial San Diego CA 04/2018 09/2018
Lpl Financial San Diego CA 09/2018 Present
  • 02/2014 → 01/2017
    Lpl Financial Llc
    San Diego, CA
  • 02/2017 → 03/2018
    Self-Employed
    San Diego, CA
  • 11/2017 → 01/2018
    Usps
    San Diego, CA
  • 04/2018 → 09/2018
    Lpl Financial
    San Diego, CA
  • 09/2018 → Present
    Lpl Financial
    San Diego, CA
Previous Registrations
Other Businesses

1) 03/13/2025 - LDGN UNLTD, LLC - Not Investment Related - Diego, CA - Other - Other -Start Date:01/13/2023 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-19
  • S66 Uniform Combined State Law Examination
    2012-04-19
Other Names
  • Terrence Alexander Woo
  • Terrence Woo

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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