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Gary Anthony Garofalo

Pfs Investments Inc.

Cranston, RI

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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2012-03-28
  • RI RA
    APPROVED
    Since 2012-03-28

Branch Locations

2220 Plainfield Pike, Cranston, RI 02921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Cranston RI 10/2010 Present
Viti Mercedes-Benz Tiverton RI 07/2010 Present
Primerica Financial Services Cranston RI 03/2010 Present
  • 10/2010 → Present
    Cranston, RI
  • 07/2010 → Present
    Viti Mercedes-Benz
    Tiverton, RI
  • 03/2010 → Present
    Primerica Financial Services
    Cranston, RI
Other Businesses

SALES OF INVESTMENT-RELATED PRODUCTS; PART-TIME OR FULL-TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS INC. I MAY ALSO RECEIVE NON-INVESTMENT RELATED COMPENSATION FROM PRIMERICA MORTGAGE, LLC FOR THE SALE OF LOAN PRODUCTS AND/OR PRIMERICA CLIENT SERVICES, INC. (A CO-LOCATED AFFILIATE OF PFS INVESTMENTS INC.) FOR PART-TIME REFERRALS OF HOME SECURITY AND AUTOMATION PRODUCTS, AS WELL AS OTHER HOME RELATED SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-17
S63 Uniform Securities Agent State Law Examination 2010-10-13
  • S65 Uniform Investment Adviser Law Examination
    2012-03-17
  • S63 Uniform Securities Agent State Law Examination
    2010-10-13

View on SEC IAPD

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