Best Investors Account Sign in

Marlene Dixon

Principal Securities, Inc.

Des Moines, IA

Pleasant Hill, IA

Claim This Profile
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-03-21
  • IA RA
    APPROVED
    Since 2024-03-21

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Pleasant Hill, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 08/2010 Present
Principal Securities Inc Des Moines IA 10/2011 07/2021
Principal Advised Services Des Moines IA 07/2021 03/2024
Principal Securities Inc Des Moines IA 04/2023 Present
Previous Registrations
Other Businesses

***Six Degrees of Separation, PO Box 8158, Des Moines, IA 50301, Board Member, 01/2011, Investment Related: N, Hours Per Month: 1.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-08-30
S65 Uniform Investment Adviser Law Examination 2022-07-30
  • S63 Uniform Securities Agent State Law Examination
    2022-08-30
  • S65 Uniform Investment Adviser Law Examination
    2022-07-30
Other Names
  • Marlene Vilmael
  • Marlene Hernandez
  • Marlene Hernandez
  • Marlene Vilmael
  • Marlene Dixon
  • Marlene Dixon
  • Marlene Vilmael

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
EDWARD JONES
WEST FINANCIAL ADVISORS, L.L.C.
AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

More in Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor