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Benjamin Thomas Bowen

Edelman Financial Engines

San Diego, CA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-22
CA RA APPROVED 2020-06-15
  • TX RA
    APPROVED
    Since 2024-05-22
  • CA RA
    APPROVED
    Since 2020-06-15

Branch Locations

3570 Carmel Mountain Road Suite 450, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Torrance CA 09/2012 06/2020
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2020
Financial Engines Advisors L.L.C Santa Clara CA 06/2020 Present
  • 09/2012 → 06/2020
    Fidelity Investments
    Torrance, CA
  • 07/2018 → 06/2020
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 06/2020 → Present
    Financial Engines Advisors L.L.C
    Santa Clara, CA
Previous Registrations
  • 2018-07-13 → 2020-07-01
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2013-07-25 → 2018-07-13
    Strategic Advisers Llc
    Seal Beach, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-20
  • S66 Uniform Combined State Law Examination
    2013-03-20
Designations
Other Names
  • Benjamin T Bowen

View on SEC IAPD

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Arben Qirjazi
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RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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