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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-01-09 |
| FL | RA | APPROVED | 2010-12-21 |
Branch Locations
225 East Lemon Street 1St Floor, Lakeland, FL 33801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Tampa | FL | 09/2010 | 03/2017 |
| Morgan Stanley | Lakeland | FL | 03/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 03/2017 | Present |
* 254255 - YMCA of West Central FL; Investment related No; Lakeland, FL; Private Foundation; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2015; During business hours: 0; After business hours: 2; Business Development/Growth. *505628 - Trust; Investment related: Yes; Lakeland, Florida; Trust; Trustee/Co-Trustee; 06/2022; During business hours: 1; After business hours: 0; Investment Decisions/Advice *630097 - Swann City Rentals, LLC.; Investment related: Yes; Lakeland, Florida; Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2025; During business hours: 0; After business hours: 3; Property Management, Real Estate Broker/Agent *661130- HHED Properties LLC; Investment related: Yes; Lakeland, Florida; Rental Property; Manager (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements *663026 - Hollis H Hooks Family, LLC; Investment Related - Yes; Lakeland, Florida; Real Estate; Manager (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2025; During Business Hours: 0; After Business Hours: 1; Check Signing/Funds Disbursements *664239 - Hooks Family GST LLC; Investment related: No; Greenwood Village, Colorado; Real Estate; No position as of now. Will likely become authorized indiviual at some point. (proprietor, partner, officer, director, employee, trustee, agent); 12/2025; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-17 |
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