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Kimberly Ellen Ruscigno

Financial Decisions, LLC

New York, NY

Searford, NY

CRD 5847033

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Employer firm

Financial Decisions, LLC CRD 107755

$328M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON MATTERS NOT INVOLVING SECURITIES.

From the firm’s Form ADV. Read the guides:

Current Employers
Financial Decisions, Llc

780 Third Avenue 18Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-04
TX RA APPROVED 2018-11-22
CT RA APPROVED 2018-02-24
  • NY RA
    APPROVED
    Since 2021-04-04
  • TX RA
    APPROVED
    Since 2018-11-22
  • CT RA
    APPROVED
    Since 2018-02-24

Branch Locations

780 Third Avenue 18Th Floor, New York, NY 10017 • United States

Searford, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Decisions, Llc New York NY 02/2018 Present
Financial Decisions New York NY 08/2015 02/2018
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-05
  • S65 Uniform Investment Adviser Law Examination
    2018-01-05

View on SEC IAPD

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