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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-04-12
  • SC RA
    APPROVED
    Since 2022-04-12

Branch Locations

1275 Ben Sawyer Blvd, Mt. Pleasant, SC 29464 • United States

Edmond, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Omaha NE 03/2011 06/2021
Lpl Financial Llc Fort Mill SC 06/2021 02/2022
Commonwealth Financial Network Waltham MA 02/2022 Present
Cummings Wealth Management Group Mt. Pleasant SC 02/2022 Present
  • 03/2011 → 06/2021
    Ameriprise Financial Services, Inc.
    Omaha, NE
  • 06/2021 → 02/2022
    Fort Mill, SC
  • 02/2022 → Present
    Waltham, MA
  • 02/2022 → Present
    Cummings Wealth Management Group
    Mt. Pleasant, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-23
  • S66 Uniform Combined State Law Examination
    2013-12-23

View on SEC IAPD

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