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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Riverwoods | IL | 09/2010 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sugar Land | TX | 10/2016 | Present |
I*886247For profit or not for profit: Entity For ProfitName of outside business organization: C S Franco Enterprise LLCInvestment related: NAddress of business: Katy, Texas, 77493Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 8/1/2022Number of hours devoted: 8 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , My husband and I have created a family LLC. Currently, we are not doing business. The intention of creating the LLC will be to start a small business that buy screen garage door building kits and installs them. I am a managing member of the LLC with my hu I*2314265, Entity Type: , Name of OBA: P A B, Address: Horicon, Wisconsin, 53032, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 11-Apr-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*4451265, Entity Type: , Name of OBA: C F, Address: Katy, Texas, 77493, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/20/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-15 |
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