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Emily E Zimmerman

Spectrum Investment Advisors, Inc.

Mequon, WI

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Current Employers
Spectrum Investment Advisors, Inc.

6329 West Mequon Road, Mequon, WI 53092 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-01-27
  • WI RA
    APPROVED
    Since 2022-01-27

Branch Locations

6329 West Mequon Road, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2016 06/2018
Transamerica Investors Securities Corporation Oak Creek WI 06/2018 12/2021
Spectrum Investment Advisors, Inc. Mequon WI 01/2022 Present
  • 08/2016 → 06/2018
    Axa Advisors, Llc
    New York, NY
  • 06/2018 → 12/2021
    Transamerica Investors Securities Corporation
    Oak Creek, WI
  • 01/2022 → Present
    Spectrum Investment Advisors, Inc.
    Mequon, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-24
  • S66 Uniform Combined State Law Examination
    2011-09-24
Other Names
  • Emily Zimmerman
  • Emily Ellen Zimmerman

View on SEC IAPD

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REINHART PARTNERS, LLC
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MELINDA AGNES WACKER
Blake Jalovec
WILLIAM GERARD MORSE
JUDITH K SCHULTZ
MICHAEL ALAN KRAMER
DANIEL JAY AIKEN
ANDREW MICHAEL WIZIARDE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
LPL FINANCIAL LLC · MEQUON, WI
CHARLES SCHWAB & CO., INC. · Mequon, WI
OSAIC WEALTH, INC. · MEQUON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Mequon, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI
MADISON INVESTMENT ADVISORS, LLC · MEQUON, WI

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