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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-02-24 |
| MN | RA | APPROVED | 2022-12-02 |
| TX | RA | APPROVED_RES | 2019-02-22 |
Branch Locations
350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States
River Falls, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Hudson | WI | 08/2015 | 01/2017 |
| Wealth Enhancement Group | Woodbury | MN | 01/2017 | 10/2018 |
| Lpl Financial, Llc | Woodbury | MN | 01/2017 | 10/2018 |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 02/2017 | 10/2018 |
| Wealth Enhancement Advisory Services | Plymouth | MN | 02/2017 | 10/2018 |
| Rbc Capital Markets, Llc. | Stillwater | MN | 12/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-17 |
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