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Cory Michael Wessel

Robert W. Baird & Co. Incorporated

Raleigh, NC

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-31
MD RA APPROVED 2018-08-30
NC RA APPROVED 2018-08-30
TX RA APPROVED 2018-08-30
  • FL RA
    APPROVED
    Since 2018-08-31
  • MD RA
    APPROVED
    Since 2018-08-30
  • NC RA
    APPROVED
    Since 2018-08-30
  • TX RA
    APPROVED
    Since 2018-08-30

Branch Locations

3600 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Raleigh NC 09/2010 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 08/2018
Robert W Baird & Co., Incorporated Raleigh NC 08/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-29
  • S66 Uniform Combined State Law Examination
    2010-12-29

View on SEC IAPD

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FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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