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Capital Investment Advisory Services, LLC CRD 149124
$2.39B regulatory AUM 217 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-10-29 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 02/2015 | 10/2019 |
| Capital Investment Group, Inc. | Raleigh | NC | 08/2021 | Present |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 08/2021 | Present |
| Unemployed | Raleigh | NC | 11/2019 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-03-31 |
| S66 | Uniform Combined State Law Examination | 2010-12-23 |
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