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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-08
NY RA APPROVED 2021-05-03
OH RA APPROVED 2020-10-25
TX RA APPROVED 2020-10-23
  • IL RA
    APPROVED
    Since 2023-06-08
  • NY RA
    APPROVED
    Since 2021-05-03
  • OH RA
    APPROVED
    Since 2020-10-25
  • TX RA
    APPROVED
    Since 2020-10-23

Branch Locations

1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States

10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 10/2012 11/2017
Jpmorgan Chase Bank, N.A. Chicago IL 10/2012 11/2017
Bmo Private Bank Chicago IL 11/2017 09/2020
J.P. Morgan Securities Llc Chicago IL 10/2020 Present
Bmo Nesbitt Burns Securities Ltd Chicago IL 04/2019 09/2020
Bmo Harris Financial Advisors, Inc Chicago IL 11/2017 09/2020
  • 10/2012 → 11/2017
    Chicago, IL
  • 10/2012 → 11/2017
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 11/2017 → 09/2020
    Bmo Private Bank
    Chicago, IL
  • 10/2020 → Present
    Chicago, IL
  • 04/2019 → 09/2020
    Bmo Nesbitt Burns Securities Ltd
    Chicago, IL
  • 11/2017 → 09/2020
    Bmo Harris Financial Advisors, Inc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-21
S63 Uniform Securities Agent State Law Examination 2014-11-13
  • S66 Uniform Combined State Law Examination
    2020-10-21
  • S63 Uniform Securities Agent State Law Examination
    2014-11-13

View on SEC IAPD

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