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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-30
  • NY RA
    APPROVED
    Since 2023-11-30

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

320 Park Ave 9Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 03/2012 09/2016
Morgan Stanley New York NY 09/2016 11/2023
Raymond James & Associates, Inc. New York NY 11/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-30
  • S66 Uniform Combined State Law Examination
    2014-10-30
Other Names
  • Siaviana Choloudko
  • Slavyana Sholudko

View on SEC IAPD

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