William R Sullivan

Current Employers

Employment History

• 01/2014 → 12/2016
  Pnc Investments Llc
  Pittsburgh, PA
• 01/2017 → 11/2018
  Sii
  Allentown, PA
• 11/2018 → 10/2023
  Royal Alliance Associates, Inc.
  Limerick, PA
• 11/2023 → Present
  Lpl Financial Llc
  Lansdale, PA
• 11/2023 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2018-11-02 → 2023-11-01
  Osaic Wealth, Inc.
  Limerick, PA
• 2017-05-23 → 2018-11-02
  Signator Investors, Inc.
  Limerick, PA
• 2014-01-29 → 2016-11-25
  Pnc Wealth Management Llc
  Philadelphia, PA
  Philadelphia, PA
  Philadelphia, PA
  Philadelphia, PA
• 2011-10-17 → 2013-12-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, PA
• 2011-01-11 → 2011-08-24
  Morgan Stanley
  West Conshohocken, PA

Other Businesses

1. 11/14/2023: Comprehensive Financial Professionals, Inc.; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 11/14/2023; 160hrs/mo.; 8hrs during trading. 2. 11/28/2023: Comprehensive Financial Professionals, Inc.; At reported business location(s); Registered Investment Advisor DBA; Admin; Inv. related; start date 11/14/2023; 160hrs/mo.; 8hrs during trading; I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/28/2023: Private Advisor Group; At reported business location(s); Registered Investment Advisor; DBA - Comprehensive Advisors, LLC; Admin; Inv. related; start date 11/14/2023; 160hrs/mo.; 8hrs during trading; I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial; I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/28/2023: Private Advisor Group; At reported business location(s); Registered Investment Advisor; I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/20/2023 - Crump Life Insurance Services - Non-Variable Insurance - Sales Assistant - Investment Related - At Reported Business Location(s) - Start Date 11/14/2023 - 0 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2011-01-10

Designations

Other Names

• William Roger Sullivan