Susan Marie Walla

Current Employers

Employment History

• 10/1998 → 09/2025
  Avantax Investment Services, Inc.
  Blue Bell, PA
• 03/1999 → 09/2025
  Avantax Advisory Services
  Blue Bell, PA
• 01/1988 → Present
  Susan M Walla Ea
  Chalfont, PA
• 07/2024 → Present
  Harmony Wealth Management
  Lansdale, PA
• 07/2024 → Present
  Harmony Wealth Management
  Lansdale, PA
• 01/2002 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Lansdale, PA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Lansdale, PA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1999-03-23 → 2025-09-05
  Avantax Advisory Services
  Blue Bell, PA
  Lansdale, PA
  Dallas, TX

Other Businesses

1) Chalfont United Methodist Church~11 Meadowbrook Ln.~Chalfont~PA~18914~Nonprofit~Treasurer/Comptroller~12/1/2004~12hrs~0hrs~Church Treasurer - check-writing, payroll & accounting. As of March 2015, because of a change in officers, I share control of a Vanguard Brokerage acct which is usually empty but kept open in case we receive a charitable donation of stock shares. 2) Insurance agent~925 Harvest Dr., Suite 170~Blue Bell~PA~19422~Independent Insurance Agent~Insurance Sales Agent~12/17/2008~5hrs~5hrs~insurance sales - American General Life Ins, Commonwealth Annuity & Life Ins, Genworth Life Ins, Hartford Life & Annuity Ins, Hartford Life Ins, ING Life Ins & Annuity Co, ING USA Annuity & Life Ins, Ja. 3) SUSAN M WALLA CFP, EA POSITION: Tax Preparation/Accounting NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 01/01/1988 ADDRESS: SAME AS RESIDENTIAL ADDRESS. DESCRIPTION: Preparation of tax returns, tax planning, audit representation, payroll tax forms, bookkeeping. As the business owner, a large part of my time is also spent on general administration of the business. 4) HARMONY WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: DBA financial services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2024 ADDRESS: 1816 West Point Pike, Suite 122, Lansdale PA 19446, United States DESCRIPTION: investment management, financial planning, financial services, etc. 5) NAME OF OTHER BUSINESS: SUSAN M WALLA, EA; INVESTMENT RELATED: NO; ADDRESS: 14 SKYLINE DR, CHALFONT, PA 18914; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 2/1988; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: PREPARATION OF TAX RETURNS, TAX PLANNING, AUDIT REPRESENTATION, PAYROLL TAX FORMS, BOOKKEEPING, GENERAL ADMINISTRATION OF THE BUSINESS;

Exams

• S66 Uniform Combined State Law Examination
  1998-11-19
• S63 Uniform Securities Agent State Law Examination
  1988-11-15

Designations